Standing Committees

Responsibilities 
The EPSC is accountable to the Governing Council and has the responsibility to advise the Council on matters relating to and affecting the securities industry/capital market in Ghana.

Membership

Objectives 
a. To manage, advise, and promote the collective interest of the broker-dealer community in Ghana. 
b. To advise the Council on matters relating to and affecting the stock and bond markets in Ghana and the broker-dealer community.

Responsibilities 
a. To recommend policies to promote the development of the stock market and related products and services. 
b. To assist in the resolution of disputes arising from the business activities of broker-dealers when requested by any of the parties concerned. 
c. To maintain and manage disciplinary records of the executives and employees of members.

Membership

Objectives 
To advise the Governing Council on matters relating to regulatory and legislative matters that may impact the industry. 

Responsibilities 
a. Review all regulatory changes that affect the industry. 
b. Make policy recommendations to the regulator and other key parties in order to promote development in the industry. 
c. Recommend amendments or make new proposals altogether. 
d. Provide guidance for the industry as it relates to the direction and strategy.

Membership

Responsibilities 
a. To review the financial reporting templates of SEC and recommend appropriate changes. 
b. Advise the governing council on permissible investment advisory services and recommend changes, if any. 
c. To assist with investor education across the country and capacity building of industry members. 
d. To promote integrity in the investment advisory industry by fostering adherence to global standards. 
e. To bolster the notion of self-regulation.

Membership

Responsibilities 
a. To review existing standards of training for industry players annually and make recommendations. 
b. To identify relevant training courses by external bodies and arrange for members to attend. 
c. To ensure that training courses are organized across the country to give equal access to all members. 
d. To organize investor education programs. 
e. To collaborate with the Ghana Education Services to develop training programs for inclusion in the curriculum of JHS, SHS and Tertiary Institution in the country.   

Membership

Responsibilities 
a. Advice governing council on permissible services for custodians and trustees and recommend changes if any. 
b. To promote integrity of the business of custodians and trustees by fostering adherence to ethical and professional standards. 
c. To recommend policies to promote the development of the custodial and trustee services.   

Membership

Membership